Ethiopian Securities Exchange -Vacancy Announcement
Thank you for reading this post, don't forget to subscribe!Thank you for reading this post, don't forget to subscribe!Ethiopian Securities Exchange would like to invites competent and interested candidates for the following position.
Position: Analyst, Membership Regulation & Supervision
Qualification Required:
- Bachelor’s degree in law, Finance, Economics, or other related fields.
- Minimum 3 years’ experience in the areas mentioned above or other related fields.
Position Summary
The Analyst will play a key role in managing and analyzing membership applications, ensuring compliance with regulatory requirements, and providing ongoing support to trading members. This role requires a deep understanding of capital markets, strong analytical skills, and the ability to manage relationships with diverse stakeholders.
Government & Public Sector Jobs
Key Responsibilities
Membership Admission
- Review membership applications and supporting documentation for completeness and compliance with the Exchange’s Membership Rules, policies, and procedures.
- Conduct preliminary due diligence on applicants, including verification of legal, financial, governance, operational, and technical requirements.
- Maintain accurate records of membership applications and ensure proper documentation throughout the admission process.
- Coordinate with applicants to obtain outstanding information and monitor compliance with application requirements and timelines.
- Assist in developing and maintaining internal procedures to ensure compliance of ESX rule book and other relevant laws and regulations.
- Provide guidance and support to trading members on regulatory compliance matters, including the interpretation of ESX rules and regulations
Inspection and Supervision
- Support the planning and execution of routine, thematic, and ad hoc inspections of Trading Members.
- Prepare inspection plans, document request lists, working papers, and inspection files.
- Review documents and records submitted by Trading Members to assess compliance with applicable laws, Exchange Rules, directives, and regulatory requirements.
- Draft inspection reports, findings, and correspondence, including requests for additional information and follow-up communications.
- Monitor the implementation of corrective actions arising from inspection findings and maintain records of outstanding supervisory actions.
- Maintain inspection documentation, evidence, and supervisory records in accordance with internal policies and record management requirements.
- Liaise with regulatory bodies to stay informed about changes in legislation and compliance standards.
Regulatory Monitoring and Reporting
Exchanges
- Review periodic regulatory reports and disclosures submitted by Trading Members.
- Prepare analytical reports, dashboards, and supervisory statistics to support regulatory oversight and management decision-making.
- Maintain supervisory databases and ensure the accuracy and integrity of regulatory information.
- Assist in developing and updating membership procedures, inspection manuals, templates, and internal guidance documents.
- Contribute to the review and enhancement of supervisory methodologies, risk assessment tools, and inspection programs.
Stakeholder Coordination
- Liaise with Trading Members regarding membership, inspection, and regulatory compliance matters.
- Coordinate with internal departments and external regulatory authorities, as required, to facilitate supervisory activities.
- Participate in industry working groups, committees, and forums to contribute expertise and insights on market supervision and regulatory issues.
Location: Addis Ababa
Deadline: July 27, 2026
How To Apply
Interested applicants who meet the above requirements are invited to submit their application and CV in PDF format through:
https://ethiojobs.net/companies/ethiopian-securities-exchange/jobs
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- Check the vacancy details with eligibility.
- Prepare your CV or Application Details.
- Finally, apply as instructed by the authority.
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